-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AUPTSXw/NB88wX3T7LNfhvDRxpE9+jLuze11H+uDMZMajgi5F3JlRfJTX348fzNS zkhB4nzwgn5Q6N4o2jNNWA== 0000950144-98-014126.txt : 19981228 0000950144-98-014126.hdr.sgml : 19981228 ACCESSION NUMBER: 0000950144-98-014126 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19981223 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: WESTMORELAND COAL CO CENTRAL INDEX KEY: 0000106455 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE MINING [1220] IRS NUMBER: 231128670 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-12668 FILM NUMBER: 98774358 BUSINESS ADDRESS: STREET 1: 2 NORTH CASCADE AVENUE 14TH FLOOR STREET 2: 200 S BROAD ST CITY: COLORADO SPRINGE STATE: CO ZIP: 80903 BUSINESS PHONE: 7194422600 MAIL ADDRESS: STREET 1: 2 N CASCADE AVE STREET 2: # 14THFL CITY: COLORADO SPRINGS STATE: CO ZIP: 80903-1614 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: RIVERSIDE CAPITAL ADVISERS INC /ADV CENTRAL INDEX KEY: 0000749043 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 592417036 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 1650 S E 17TH ST CAUSEWAY STREET 2: STE 204 CITY: FORT LAUDERDALE STATE: FL ZIP: 33316 BUSINESS PHONE: 9545242999 FORMER COMPANY: FORMER CONFORMED NAME: RIVERSIDE CAPITAL ADVISERS INC /ADV DATE OF NAME CHANGE: 19970116 SC 13G 1 RIVERSIDE CAPITAL ADVISERS, INC. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Westmoreland Coal Company ------------------------- (Name of Issuer) Depository Shares, each representing one quarter of a share Of Series A Convertible Exchangeable Preferred Stock ----------------------------------------------------------- (Title of Class of Securities) 960878304 --------- (CUSIP Number) 2 1. NAME OF REPORTING PERSON Riverside Capital Advisers, Inc. S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON 59-2417036 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)[ ] (b)[ ] 3. SEC USE ONLY 4. CITIZENSHIP OR PLACE OF ORGANIZATION Florida, USA NUMBER OF 5. SOLE VOTING POWER SHARES 0 BENEFICIALLY OWNED BY 6. SHARED VOTING POWER EACH 0 REPORTING PERSON 7. SOLE DISPOSITIVE POWER WITH 0 8. SHARED DISPOSITIVE POWER 0 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0 12. TYPE OF REPORTING PERSON* IA 3 Item 1. (a) Name of Issuer Westmoreland Coal Company (b) Address of Issuer's Principal Executive Offices 2 N. Cascade Ave., 14th Floor, Colorado Springs, CO 80903 Item 2. (a) Name of Person Filing Riverside Capital Advisers, Inc. b) Address of Principal Business Office or, if none, Residence 1650 S.E. 17th St. Causeway, Suite 204 Fort Lauderdale, Florida 33316-1735 c) Citizenship USA d) Title of Class of Securities Depository Shares e) CUSIP Number 960878304 Item 3. If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b), check whether the person filing is a: (a) [ ] Broker or Dealer registered under Section 15 of the Act (b) [ ] Bank as defined in section 3(a)(6) of the Act (c) [ ] Insurance Company as defined in section 3(a)(19) of the act (d) [ ] Investment Company registered under section 8 of the Investment Company Act (e) [ X ] Investment Adviser registered under section 203 of the Investment Advisers Act of 1940 (f) [ ] Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund; see section 240.13d-1(b)(1) (ii)(F) (g) [ ] Parent Holding Company' in accordance with section 240.13d-1(b)(ii)(G) (Note: See Item 7) (h) [ ] Group, in accordance with section 240.13d-1(b)(1)(ii)(H) Item 4. Ownership If the percent of the class owned, as December 31 of the year covered by the statement, or as of the last day of any month described in Rule 13d-1(b)(2), if applicable, exceeds five percent, provide the following information as of that date and identify those shares which there is a right to acquire. a) Amount Beneficially Owned 0 b) Percent of Class 0 4 c) Number of shares as to which such person has: i) sole power to vote or to direct the vote 0 ii) shared power to vote or to direct the vote 0 iii) sole power to dispose or to direct the disposition of 0 iv) shared power to dispose or direct the disposition of 0 Item 5. Ownership of Five Percent or Less of a Class If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ X ]. Item 6. Ownership of More than Five Percent on Behalf of Another Person Not applicable Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company Not applicable Item 8. Identification and Classification of Members of the Group Not applicable Item 9. Notice of Dissolution of Group Not applicable Item 10. Certification The following certification shall be included if the statement is filed pursuant to Rule 13d-1(b): By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. Signature. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: December 23, 1998 Riverside Capital Advisers, Inc. --------------------- By: /S/ Thomas P. Krasner ---------------------------------- Thomas P. Krasner, Vice President -----END PRIVACY-ENHANCED MESSAGE-----